Representative Matter · BSA · DPA · $50M
Major Regional Bank Bank Secrecy Act Criminal Defense
Favorably resolved U.S. Attorney's Office investigation with a deferred prosecution agreement — one count BSA information for failure to file SARs — and settled with FRB, FinCEN and state banking regulator for $50 million.
Representative engagement of Benjamin B. Klubes. Prior results do not guarantee a similar outcome.